Submission of Internal Audit Report by trading members / clearing members for half year ended March 31, 2015
Notice No : 20150622-4 . Category : Compliance
Notice Date : 22 Jun 2015 Segment : General .
Subject : Submission of
Internal Audit Report by trading members / clearing members for half year ended March 31, 2015 .
This is
further to Exchange notice nos. 20150430-31 dated April 30, 2015, 20150513-2
dated May 13, 2015 and
20150605-20 dated June 5, 2015 wherein all trading
members / clearing members were directed to submit the Internal
Audit report
for half year ended March 31, 2015 to the Exchange on or before June 30, 2015.
Members are
reminded to submit the Internal Audit Report electronically through BEFS before
the due date in order to
avoid non/delay submission charges and any
disciplinary action against them for the non-submission of the report. No
documents are to be submitted in physical form.
In case of
any queries / clarification, the members may contact Helpdesk on 61363100.
Notice No : 20150622-3 . Category : Settlement/RMS
Notice Date : 22 Jun 2015 . Segment : General .
Subject : Daily Settlement
Program for June 23, 2015
Sub: Daily
Settlement Program for June 23, 2015
A. Trading members and custodians
should:
- maintain clear balance in their Bank Accounts / Depository Pool Accounts for funds / securities at 10:50 a.m. for pay-in obligation pertaining to Sett.No.DR-056/2015-16. The cut-off timings for pay-in of securities at the Depositories should be noted. Physical securities to be delivered in the Clearing House from 9:30 a.m. to 10:30 a.m.
- maintain sufficient balance in their bank accounts for any undelivered securities. (Refer Notice Nos. 20030319-14, 20030328-8, 20030721-9 dated March 19, March 28, and July 21, 2003 respectively).
- maintain sufficient balance in their Bank Accounts at 09:30 a.m. towards pay-in of funds for auction of Sett.No.AR-055/15-16.
B. Patawat Arbitration programme for physical
securities delivered in Rolling Sett.Nos. DR- 053/15-16, DR-054/15-16, DR-055/15-16:
Tuesday
|
Sett.No.DR-053/15-16
|
|
23.06.2015
|
Arbitration
Awards for invalid rectification to be obtained from officials of the Bad
Delivery Cell
|
11:30
a.m. to 12:30 p.m.
|
|
Securities
to be lodged with the clearing house upto
|
1:00
p.m.
|
|
Sett.No.DR-054/2015-2016
|
|
|
Trading
members and institutions to submit rectified securities, confirmation forms
and invalid objections in the clearing house
|
1:00
p.m. to
2:00
p.m.
|
|
Rectified
securities will be delivered to the receiving trading members
|
3:00
p.m. to 4:00 p.m.
|
|
Sett.No.DR-055/2015-2016
|
|
|
Patawat
Arbitration session: Arbitration awards to be obtained from officials of the
Bad Delivery Cell
|
10:30
a.m. to 11:30 a.m.
|
|
Securities
under objection to be submitted in the Clearing House
|
11:00
a.m. to 12:00 noon
|
|
The
delivering trading members to collect such securities under objection from
the clearing house
|
2:00
p.m. to 3:00 p.m.
|
|
Arbitration
awards for invalid objection to be obtained from members of the Arbitration
Review Committee
|
5:00
p.m. to 5:30 p.m.
|
Wednesday
|
Sett.No.DR-054/2015-2016
|
|
24.06.2015
|
Arbitration
Awards for invalid rectification to be obtained from officials of the Bad
Delivery Cell
|
11:30
a.m. to 12:30 p.m.
|
|
Securities
to be lodged with the clearing house upto
|
1:00
p.m.
|
|
Sett.No.DR-055/2015-2016
|
|
|
Trading
members and institutions to submit rectified securities, confirmation forms
and invalid objections in the clearing house
|
1:00
p.m.
to
2:00
p.m.
|
|
Rectified
securities will be delivered to the receiving trading members
|
3:00
p.m. to 4:00 p.m.
|
Thursday
|
Sett.No.DR-055/2015-2016
|
|
25.06.2015
|
Arbitration
Awards for invalid rectification to be obtained from officials of the Bad
Delivery Cell
|
11:30
a.m. to 12:30 p.m.
|
|
Securities
to be lodged with the clearing house upto
|
1:00
p.m
|
Notice No : 20150622-2 . Category : Settlement/RMS
Notice Date : 22 Jun 2015 . Segment : General .
Subject : Demat Auction - 055
DEMAT AUCTION
BSE
Limited invites offers from the trading members of the Exchange for purchase of
the following securities in Auction in respect of Rolling Settlement
No.DR-055/2015-16.
The offers will be accepted on BOLT, by the Exchange on
Monday, June 22, 2015 as detailed below:
Session
|
Timings
|
Auction offer entry
|
02.00 p.m. to 02.45 p.m.
|
Auction Matching
|
02.45 p.m. to 03.00 p.m.
|
Delivery Statement and report
of accepted auction offers
|
03.00 p.m. to 03.30 p.m.
|
Money Statement & final reports
|
03.55 p.m. to 05.30 p.m.
|
Trading
members should take utmost care while punching ISIN securities code and rate.
In case of punching errors, no corrections will be permitted. The Exchange
reserves the right to accept or reject any offer without assigning any reason
thereof.
Trading
members may further note that sometimes the transactions in the scrips which
are entered into Cum-Right /Cum-Bonus/cum-split basis are auctioned at a
subsequent date when the scrip becomes Ex-Right /Ex –Bonus/Ex-Split. Trading
members are therefore, requested to refer the cutoff rate (which is the close
out rate) appearing in the “Auction offer Entry Screen” and accordingly give
their auction offers, which will take care of Cum-Rights/Cum-Bonus/Cum-Split
rates. Trading members must also refer notices issued by Corporate Relationship
Department from time to time informing about the scrips becoming
Ex-Rights/Ex-Bonus/Ex-Split. Any subsequent request from the trading members to
cancel the auction offer on account of Ex-Right/Ex-Bonus/Ex-Split rates offered
for Cum-Right/Cum-Bonus/Cum-Split transactions will not be entertained.
The Pay-in of the Auction will be held on Tuesday, June 23,
2015 at 09.30 a.m.
For
Indian Clearing Corporation Ltd.
Notice No : 20150622-1 . Category : Compliance
Notice Date : 22 Jun 2015 . Segment : General .
Subject : Annual System Audit
of Stock Brokers / Trading members .
This is in
continuation to BSE notice no. 20150331-44 dated March 31,
2015, 20150417-3 dated April 17,
2015, 20150515-19 dated
May 15, 2015 and 20150608-13 dated June 8, 2015 whereby members were
required to
submit the Annual System Audit Report latest by June 30, 2015.
Please note
that in case of non/late submission of System audit report for period
ended March 31, 2015 beyond June 30,
2015, disciplinary action/charges are as
follows:
1. Charges
of Rs 100/- per day will be levied for the month of July 2015.
2. Further,
from August 1, 2015 Exchange will withdraw BOLT /BOLTPLUS/ IML facility for
non-submission of System audit report.
Trading
members are once again reminded to submit the Annual System audit report
(Preliminary
Audit report and Executive Summary Report) latest by June 30, 20152015 through following link:
In
case of assistance in submission of the report members are requested to contact
HelpDesk at 022 6136 3100
(Hunting).
In case of
any further clarification the Trading Members may contact the
following officials.
Sr.
No.
|
Name of
Official
|
Tel No.
|
1.
|
Ms. Jyoti
Thukral
|
022-22728214
|
2.
|
Mr.
Chirag Udani
|
022-22728724
|
3.
|
Ms. Priya
Pillai
|
022-22728598
|
For and on behalf of BSE Ltd.
Source :
Thanking you ,
Nagarjuna reddy .
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